堰塞坝稳定性评估与模型评价

    EVALUATION OF THE STABILITY OF LANDSLIDE DAM BY DIFFERENT MACHINE LEARNING

    • 摘要: 堰塞坝的形成具有极强的随机性和不可控性,若发生溃决,短时间内可形成巨大洪水,严重破坏下游社会与自然环境。高效的坝体稳定性预测是提前制定应急处置方案、减免灾害损失的重要基础。因此,为快速判别堰塞坝稳定性,本文基于674组堰塞坝案例,对相对易获取的7个堰塞坝基本参数进行单因素方差分析、ROC曲线对比,获得了5个重要影响参数:坝体体积、坝宽、坝长、坝体材料、坝高。基于135组有详尽数据的堰塞坝案例及已选取的5个参数,利用逻辑回归、Fisher判别、决策树3种有监督方法和k均值聚类无监督方法,建立了4种五参数评估模型。4种模型准确程度和泛化能力的对比分析结果表明,决策树模型在准确率上优于其余模型,Fisher判别模型略优于逻辑回归模型和k均值聚类模型;大体积及以大颗粒块石为主的坝体更易于稳定,这与定性分析的结果一致。同时,采用4个模型分别对3个库外堰塞坝进行检验,稳定评估结果与实际一致。此外,提出了量化评价堰塞坝稳定性评估模型优劣的综合效果指标CEIM,结果表明本文提出的决策树模型和石振明Z模型效果最好。决策树模型可提高预测准确性,解决参数之间多重共线性问题,直观表现判别过程,为量化分析堰塞坝稳定性提供了一种新思路。

       

      Abstract: The formation and collapse of landslide dam are usually sudden and dangerous. Large floods are likely to form in a short time if dams break,which could cause serious damages to the social and natural environment downstream. Efficient dam stability prediction is an important basis for making emergency response program in advance and reducing disaster losses. In order to estimate the landslide dam stability quickly,this paper chooses 674 groups of cases,and the one-way analysis of variance and the ROC curve for seven basic parameters which can be gained easily have been analyzed. Five parameters including volume,width,length,material and height of the dam have been chosen as the most important ones according to these two analyses. Moreover,based on 135 landslide dams and the five important parameters,three kinds of five-parameters-models are established by using logistic regression,fisher discriminant analysis and decision tree. Besides,in order to overcome the limitations of the dam database,a model of k-means is established. By comparing the accuracy and generalization ability,it indicates that the estimation result of decision tree is better than the other three models,and fisher discriminant analysis is slightly better than logistic regression and k-means. Dam’s volume has the most influence on dam stability for the four models,and landslide dams with larger volume and material diameter are more stable,which is similar with the results of the qualitative analysis. Hongsong dam,Muguaping dam and Nakatsu River dam are used to test the four models,the estimated results are consistent with the reality. Additionally,a comprehensive index CEIM for evaluating landslide dam has been proposed,the results shows that decision tree and Z model proposed by Shi Zhenming et al. are the best. Decision tree not only could solve the multilinear problem between the parameters,but also show the process of distinguish,it probably provides a new way to estimate landslide dam stability.

       

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